Description
Using our intelligently designed and intuitive dataset, you can quickly understand how Nasdaq (NDAQ) is lobbying the U.S. government, how much they’re spending on it, and most importantly – the bills and specific issues on which they lobby.
Gain an informational edge with our Lobbying Data Intelligence. Perform analysis by company, lobbyist, lobbying firm, government agency, or issue.
For lobbying firms: understand your competitors. Understand who is registering with who. Gain insight on quarterly reports and specific issues other firms are lobbying on.
Our lobbying data is collected and aggregated from the U.S. Senate Office of Public Records from 1999-present and is updated on a regular basis. We utilize advanced data science techniques to ensure accurate data points are collected and ingested, match similar entities across time, and tickerize publicly traded companies that lobby.
Our comprehensive and advanced lobbying database is completed with all the information you need, with more than 1.6 million lobbying contracts ready-for-analysis. We include detailed information on all aspects of federal lobbying, including the following fascinating attributes, among much more:
1. Clients: The publicly traded company, privately owned company, interest group, NGO, or state or local government that employs or retains a lobbyist or lobbying firm.
2. Registrants (Lobbying Firms): Either the name of the lobbying firm hired by the client, or the name of the client if the client employs in-house lobbyists.
3. Lobbyists: The names and past government work experience of the individual lobbyists working on a lobbying contract. 3. General Issues: The general issues for which clients lobby on (ex: ENV – Environment, TOB – Tobacco, FAM – Family Issues/Abortion).
4. Specific Issues: A long text description of the exact bills and specific issues for which clients lobby on.
5. Bills Lobbied On: The exact congressional bills and public/private laws lobbied on, parsed from lobbying report specific issues (ex: H.R. 2347, S. 1117, Tax Cuts and Jobs Act).
6. Agencies Lobbied: The names of one or more of 250+ government agencies lobbied on in the contract (ex: White House, FDA, DOD).
7. Foreign Entities: The names and origin countries of entities affiliated with the client (ex: BNP Paribas: France).
Gain access to our highly unique and actionable U.S. lobbying database. Further information on LobbyingData.com and our alternative datasets and database can be found on our website, or by contacting [email protected].
Frequently Asked Questions
What is Nasdaq (NDAQ) lobbying for?
Summary of Lobbying Data:
Lobbying Firms:
– Baker & Hostetler Llp
– Public Strategies Washington, Inc.
– Porterfield, Llc
– Fettig & Sears
– Nasdaq
General Issues:
– Financial Institutions/Investments/Securities
– Trade (domestic/foreign)
Specific Issues:
– Transparency and accuracy of proxy advisors
– Venture Exchange
– Trade related proposals
– Antitrust proposals
– Carried interest
– SEC proposals related to cybersecurity and ESG disclosures
– Immigration reform
– ESG and DEI initiatives
– Issues relating to proxy
– Legislation related to national securities exchange liabilities
– H.R. 3849 – Augmenting Compatibility and Competition by Enabling Service Switching Act
– H.R. 3825 – Ending Platform Monopolies Act
– H.R. 1187 – Corporate Governance Improvement and Investor Protection Act.
– SEC climate disclosure rule.
– H.R. 3826 – Platform Competition and Opportunity Act
– Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform
– Transparency and conflicts of interest in the proxy advisory industry
– Implementation and expansion of the JOBS Act/capital formation agenda/IPOs’ security market structure and price transparency
– Proprietary ownership and distribution of market data
– Corporate governance issues
– Cybersecurity and system infrastructure
– Computer trading
– Venture exchange
– Immunity issues
– H.R. 5910 – Holding SPACs Accountable Act
– Support diplomatic efforts by the PCAOB/SEC to ensure PCAOB review of foreign auditing firms
– H1B visa/immigration reform
– Digital asset regulatory reform
– Equity market structure (H.R. 4617)
– Market data – H.R. ____ – Amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations approach 1
– H.R. 1584 – Protecting Retirement Savers and Everyday Investors Act
– Trade related proposals including USICA/COMPETES
– H.R. 5910 – Holding SPACs Accountable Act
– H.R. 3843 – Merger Filing Fee Modernization Act
– Regulation NMS
– H.R. ____ – Free-market Accountability through Investor Rights Act of 2022, and reduce conflicts of interest in the proxy advisory industry
– H.R. 3454 – Modernizing Disclosures for Investors Act
– Legislation on reforming U.S. antitrust laws – H.R. 3816 – American Choice and Innovation Online Act, S. 4760 – The Digital Commodities Consumer Protection Act
– Equity market structure and SEC’s pending action on market structure (H.R. 4617)
– H.R. ____ – Amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations approach 2
– H.R. ____ – Require the SEC to engage in rulemaking to prohibit or limit the use of rebate payments by exchanges that are tiered based on the aggregate volume of transactions effected by such members
– The State Antitrust Enforcement Venue Act
– Federal financial transaction tax
– Exchange Regulatory Improvement Act of 2017
– ESG and public company regulations
– H.R. ____ – Securities Exchange Reform Act of 2022
– H.R. 4865 – Registration for Index-Linked Annuities Act
– Limitations on SEC regulation of non-exchange activities
– S. 2306 – Main Street Growth Act
– Legislation on 10-Q optionality
– H.R. ____ – Amend the Securities Exchange Act of 1934 to improve the governance of multi-class stock companies
– H.R. 2899 – Main Street Growth Act
– Policy issues designed to revitalize the market for small public companies
– H.R. 5795 – Main Street Growth Act
– Promote initial public offerings and market transparency
– Antitrust proposals
– Monitor the consideration of reconciliation proposals
– Proposals related to carried interest
– SEC proposals related to cybersecurity and ESG disclosures
– Immigration reform
– Proposals relating to ESG and DEI initiatives
– Issues relating to proxy
– Legislation related to national securities exchange liabilities
– S. 1283 – Tax on Wall Street Speculation Act
– Mark-to-market – S.2621 Modernization of Derivatives Tax Act of 2021
– Tracking legislation that would impact special purpose acquisition companies (SPACs) – S. 1504 – Sponsor Promote and Compensation Act
Government Agencies:
– Commodity Futures Trading Commission (CFTC)
– House of Representatives
– Department of Treasury
– Securities & Exchange Commission (SEC)
– Senate
One could infer that Nasdaq is lobbying on these issues in order to promote transparency within the financial markets and enhance public confidence in the securities industry. They also appear to be advocating for policies that support the growth of small public companies and the revitalization of the IPO market, which potentially aligns with Nasdaq’s core business of providing a platform for trading and exchanging securities. Additionally, their lobbying efforts on issues related to ESG disclosures and cybersecurity may reflect the company’s commitment to corporate responsibility and safeguarding against potential risks.
